Application Report
SCHA003B - September 2002
CMOS Phase-Locked-Loop Applications Using the
CD54/74HC/HCT4046A and CD54/74HC/HCT7046A
W. M. Austin
ABSTRACT
Applications of the HC/HCT4046A phase-locked loop (PLL) and HC/HCT7046A PLL with
lock detection are provided, including design examples with calculated and measured
results. Features of these devices relative to phase comparators, lock indicators,
voltage-controlled oscillators (VCOs), and filter design are presented.
Standard Linear & Logic
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Basic Loop Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Description of the HC/HCT4046A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Phase Comparators (PCs) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Operation of Phase Comparator PC1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Operation of Phase Comparator PC2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Operation of Phase Comparator PC3 (HC/HCT4046A Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Lock Indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
PCP
out
of the HC/HCT4046A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Lock Detector of the HC/HCT7046A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Voltage-Controlled Oscillator (VCO) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
VCO Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
VCO Frequency Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
VCO Parametric Ranges and Restrictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Design Examples With Measured and Calculated Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Design Examples With and Without Offset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Example With Offset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
Example Without Offset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
Rules of Thumb for Quick Calculations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
Tabulated Solutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Filter Design for the HC/HCT4046A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Loop Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
LPF Using PC1 (Example 1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Using PC2 With a Lag-Lead Filter (Example 2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Simple LPF Using PC2 (Example 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
Simple LPF Using PC2 With Divide-by-N (Example 4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
Simple RC LPF Using Frequency Offset and PC2 (Example 5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
1
SCHA003B
LPF Design Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Bibliography and References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
Appendix A Phase-Comparator Summary Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
Appendix B Loop Parameters and Equations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
Appendix C Basic Program for VCO Frequency Calculations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
Appendix D R1, R2, and C1 Values With Calculated f
osc
PC Solutions From
Equations 3, 4, and 5 (VCC = 6 V) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
Appendix E HC4046A PLL Layout With Simple RC Filter (R3C2) . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
List of Figures
1 Block Diagram of an HC/HCT4046A in a Typical PLL Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2 Block Diagram of an HC/HCT4046A With External Loop Filtering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
3 HC/HCT4046A Functional Block Diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
4 HC/HCT7046A Functional Block Diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
5 PC1 Average Output Voltage as a Function of Input Phase Difference . . . . . . . . . . . . . . . . . . . . . . . . . 9
6 Typical Waveforms for PLL With PC1 Loop Locked at f
o
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
7 PC2 Average Output Voltage as a Function of Input Phase Difference . . . . . . . . . . . . . . . . . . . . . . . . 11
8 Typical Waveforms for PLL With PC2 Loop Locked at f
o
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
9 PC3 Average Output Voltage as a Function of Input Phase Differences . . . . . . . . . . . . . . . . . . . . . . . 12
10 Typical Waveforms for PLL With PC3 Loop Locked at f
o
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
11 Lock-Detector Circuitry in the HC/HCT7046A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
12 Waveform at Lock-Detector Capacitor When in Lock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
13 Graph For Determining Value of Lock-Detector Capacitor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
14 Waveforms at Lock-Detector Capacitor When Unlocked . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
15 VCO Portion of CD74HC4046A/7046A Functional Block Diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
16 Equivalent HC/HCT4046A Charge Circuit of the VCO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
17 HC/HCT4046A VCO Waveforms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
18 Current Multiplier Ratio M2 as a Function of R2 Bias Current . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
19 Mirror Current as a Function of R2 Bias Current, Showing Range of Linearity . . . . . . . . . . . . . . . . . 19
20 Mirror Current as a Function of R1 Bias Current, Showing Range of
Linearity (Pin 9 VCO
in
= 0.5 VCC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
21 Mirror Current as a Function of R1 Bias Current, Showing Range of
Linearity (Pin 9 VCO
in
= 0.95 VCC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
22 VCO Frequency as a Function of VCO
in
(Measured and calculated values are shown.
R1 = R2 = 10 kW, C1 = 47 pF, Cs = 6 pF, Tpd = 11 ns at VCC = 5 V,
and Tpd = 15 ns at VCC = 3 V) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
23 HC/HCT4046A PLL VCO Test Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
24 VCO Frequency as a Function of VCO
in
, Showing Effects of Different Values of
R1 and R2 (10 kW and 100 kW) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2
CMOS Phase-Locked-Loop Applications Using the CD54/74HC/HCT4046A and CD54/74HC/HCT7046A
SCHA003B
25 VCO Frequency and Power-Supply Current as a Function of Operating Voltage
VCC, Showing Effects of Different Values of R2 (5 kW and 10 kW). . . . . . . . . . . . . . . . . . . . . . . . . . . 25
26 VCO Frequency as a Function of VCO
in
, Showing Effects of Different Values
of R1 and R2 (10 kW and 1 MW) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
27 VCO Frequency as a Function of VCO
in
, Showing Duty-Cycle Control Obtained
by Splitting Capacitor C1 and Controlling the Ratio of C1A and C1B . . . . . . . . . . . . . . . . . . . . . . . . . 27
28 Evaluation Circuit and Waveforms for Data in Figure 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
29 Forms of LPF and Associated Loop Equations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
E–1 HC4046A PLL Layout With Simple RC Filter (R3C2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
List of Tables
1 Results for Simple LPF Using PC2 With Divide-by-N . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
2 Results for Simple RC LPF Using Frequency Offset and PC2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
CMOS Phase-Locked-Loop Applications Using the CD54/74HC/HCT4046A and CD54/74HC/HCT7046A
3
SCHA003B
Introduction
This application report provides the circuit designer with information on the use of the
HC/HCT4046A
†
phase-locked loop (PLL) devices with a voltage-controlled oscillator (VCO) and
the HC/HCT7046A
‡
PLL devices with in-lock detection in phase-locked circuits. A description of
the basic loop operation is included as an introduction to phase-lock techniques. Complete
circuit designs, with and without a frequency-divide ratio, are included as examples. Examples
also are given of various filters operating over a range of frequencies.
Basic Loop Operation
The HC/HCT4046A PLL with VCO is a high-speed CMOS IC designed for use in
general-purpose PLL applications, including frequency modulation, demodulation,
discrimination, synthesis, and multiplication. Specific applications include data synchronizing,
conditioning and tone decoding, as well as direct VCO use for voltage-to-frequency conversion
and speed-control applications.
The IC contains a VCO and a choice of phase comparators (PCs) for support of the basic PLL
circuit, as shown in Figure 1. The low-pass filter (LPF) is an essential part of the loop and is
needed to suppress noise and high-frequency components. An optional fourth part of the loop is
the divide-by-N frequency divider, which is needed when the VCO is run at a multiple of the
signal-input reference frequency. To facilitate support of a variety of general-purpose
applications, both the filter and divider are external to the HC/HCT4046A. These and other
aspects of the application of the HC/HCT4046A are explained in the following paragraphs
through a variety of loop-design examples.
Figure 1. Block Diagram of an HC/HCT4046A in a Typical PLL Circuit
†
HC/HCT4046A refers to the CD54HC4046A, CD74HC4046A, CD54HCT4046A, and CD74HCT4046A devices.
‡
HC/HCT7046A refers to the CD54HC7046A, CD74HC7046A, CD54HCT7046A, and CD74HCT7046A devices.
4
CMOS Phase-Locked-Loop Applications Using the CD54/74HC/HCT4046A and CD54/74HC/HCT7046A
SCHA003B
For a full treatment of PLL theory, the reader is directed to the
Bibliography and References,
section where there are a number of references that support the descriptions and explanations
given in this application report. The symbols and terminology used in this application report
primarily follow the book,
Phase-Lock Techniques.[1]
The details of derivations of the equations
can be found in the references.
Some understanding of feedback theory as a background for designing PLL circuits is helpful,
but lack of this understanding should not be a deterrent to anyone choosing to apply the
HC/HCT4046A in relatively simple, second-order PLL circuits. The purpose of this application
report is to present a solid tutorial on CMOS PLL techniques, including extensive information on
the VCO characteristics. A designer then can apply the information to a variety of circuit
applications.
Before beginning to apply the HC/HCT4046A in PLL circuits, a designer should have an
understanding of the parameters and equations used to define loop performance. Furthermore,
the designer should recognize that PLL circuits are a special case of feedback systems. Where
servomechanism feedback systems primarily are concerned with position control, PLL feedback
systems primarily are concerned with the phase and tracking of a VCO relative to a reference
signal input. While a phase error can be anticipated, no differential in frequency is desired after
phase lock is established. General feedback theory is applied in PLL use just as it is in
servomechanism systems. Some of the symbols and terminology used to describe PLL systems
were borrowed from servo systems, giving rise to such terms as damping factor, natural loop
resonant frequency, and loop bandwidth.
CMOS Phase-Locked-Loop Applications Using the CD54/74HC/HCT4046A and CD54/74HC/HCT7046A
5